The 1951 Convention Relating to the Status of Refugees was created to provide protection to those fleeing their country of nationality or place of last habitual residence and who are unwilling or unable to return on account of a well-founded fear of persecution for reasons of race, religion, nationality, membership in a particular social group or political opinion.[1] However, its protections are not without limitations. Amongst them is Article 1F(b) of the Convention which states that the "provisions of the Convention shall not apply to any person with respect to whom there are serious reasons to consider that [...] he has committed a serious non-political crime outside the country of refuge prior to his admission to that country as a refugee."[2]
An important question that arises is whether an individual who has committed a "serious non-political crime" prior to their admission into the country of refuge can avoid exclusion if he or she has already been prosecuted and served time for the offence. If such persons are not fugitives from justice, should the exclusion clause apply? The questions were resolved by the Supreme Court of Canada in yesterday's decision, Febles v Canada (Citizenship and Immigration).[3] The Court concluded after examining the text of Article 1F(b), its context, and the overall object and purpose of the Convention that the provision is aimed at not only excluding fugitives escaping prosecution for having committed serious non-political crimes. It also pertained to those who have committed such crimes at all regardless of whether they have already been found criminally responsible, punished and have been rehabilitated.
Justice Abella, writing in dissent (with Justice Cromwell concurring) articulated that special attention needed to be paid toward the overall purpose of the Convention which was to protect human rights and advance certain humanitarian aims. Furthermore, an examination of the legislative history of Article 1F(b) suggested to the dissenting justices that the exclusion mandated under this provision was intended for those who were fleeing prosecution, but not to those who have already been punished and have served time. She observed:
In my view, depending on the seriousness of the crime, if an individual is believed to have committed a serious non-political crime, the purpose of Article 1F(b) can be met where the individual’s circumstances reflect a sufficient degree of rehabilitation or expiation that the claimant ought not to be disqualified from the humanitarian protection of the Refugee Convention. The completion of a sentence, along with factors such as the passage of time since the commission of the offence, the age at which the crime was committed, and the individual’s rehabilitative conduct, will all be relevant. On the other hand, individuals who have committed such serious crimes that they must be considered undeserving of the status of being a refugee would be excluded.[4]
While this perspective has not achieved broad consensus amongst courts or tribunals in all other jurisdictions, Justice Abella correctly posits that this position is supported by recent jurisprudence from England and Belgium, as well as the positions of the United Nations High Commissioner for Refugees.[5]
Assuming for the moment that the Court majority's position in Febles represents the correct legal interpretation, it perhaps signals the need for revisiting and revising the terms of Article 1F via a new international protocol.[6] The current language unjustly excludes individuals who may nevertheless warrant asylum (particularly where substantial mitigating circumstances may exist). Although, exclusion proceedings are technically not criminal proceedings, the impact of an adverse finding can be more severe than imprisonment - this is especially so where there is a well-founded fear of persecution for a Convention ground. In a typical criminal proceeding, if a person is found guilty of a crime, a court will usually weigh aggravating and mitigating circumstances to arrive at a proper punishment.
With respect to an Article 1F(b) analysis, once it has been determined that an individual has committed a serious non-political crime (or any other crime identified under Article 1F), there is no analogous process to weigh the consequences of exclusion against any mitigating factors militating against this result. Some factors to consider in weighing for or against the exclusion, once it is found that there are serious grounds to consider that an individual has committed a serious non-political crime(s), should include the following: (a) the fact that a claimant would otherwise qualify as a refugee; (b) the fact of rehabilitation and having served time for the offences; (c) the relative seriousness of the crime; and (d) any other relevant circumstances surrounding the crime (including those articulated by Justice Abella).
Not surprisingly, if a claimant would not even qualify as a refugee, any other factors would be moot in such an analysis. However, at present, many adjudicators do not even bother to make any assessment of whether claimants would otherwise qualify for refugee status once they have determined that a person is excluded. The existence of mitigating factors by itself should of course not have to mean that exclusion would be inappropriate either. Some crimes and/or the aggravating factors surrounding a serious non-political crime or set of crimes may very well militate against the granting of refugee status as Justice Abella indicated.[7]
Not surprisingly, the likelihood of seeing such a new international protocol come to fruition is not especially promising. We exist in an environment that is not particularly sympathetic to refugees and/or asylum-seekers. Added to this, those who would otherwise qualify for refugee status but have committed a serious non-political crime are deemed automatically unworthy regardless of circumstances and the existence of mitigating factors. They are viewed as criminals - period. In addition, a new protocol mandating the consideration and weighing of various factors for exclusion (including whether a claimant otherwise qualifies for refugee status) would require more work for States and particularly their administrative bodies and courts. Weighed against the humanitarian concerns underlying the Convention, they may not be compelling reasons to all, but they nevertheless exist.
Notwithstanding the factors that would militate against its creation, such a protocol would nevertheless work toward balancing the humanitarian objectives of the Convention with other considerations that could still favour exclusion in the appropriate circumstances. Ultimately, a more nuanced approach to these issues would be desirable.
With respect to an Article 1F(b) analysis, once it has been determined that an individual has committed a serious non-political crime (or any other crime identified under Article 1F), there is no analogous process to weigh the consequences of exclusion against any mitigating factors militating against this result. Some factors to consider in weighing for or against the exclusion, once it is found that there are serious grounds to consider that an individual has committed a serious non-political crime(s), should include the following: (a) the fact that a claimant would otherwise qualify as a refugee; (b) the fact of rehabilitation and having served time for the offences; (c) the relative seriousness of the crime; and (d) any other relevant circumstances surrounding the crime (including those articulated by Justice Abella).
Not surprisingly, if a claimant would not even qualify as a refugee, any other factors would be moot in such an analysis. However, at present, many adjudicators do not even bother to make any assessment of whether claimants would otherwise qualify for refugee status once they have determined that a person is excluded. The existence of mitigating factors by itself should of course not have to mean that exclusion would be inappropriate either. Some crimes and/or the aggravating factors surrounding a serious non-political crime or set of crimes may very well militate against the granting of refugee status as Justice Abella indicated.[7]
Not surprisingly, the likelihood of seeing such a new international protocol come to fruition is not especially promising. We exist in an environment that is not particularly sympathetic to refugees and/or asylum-seekers. Added to this, those who would otherwise qualify for refugee status but have committed a serious non-political crime are deemed automatically unworthy regardless of circumstances and the existence of mitigating factors. They are viewed as criminals - period. In addition, a new protocol mandating the consideration and weighing of various factors for exclusion (including whether a claimant otherwise qualifies for refugee status) would require more work for States and particularly their administrative bodies and courts. Weighed against the humanitarian concerns underlying the Convention, they may not be compelling reasons to all, but they nevertheless exist.
Notwithstanding the factors that would militate against its creation, such a protocol would nevertheless work toward balancing the humanitarian objectives of the Convention with other considerations that could still favour exclusion in the appropriate circumstances. Ultimately, a more nuanced approach to these issues would be desirable.
Notes
[1] Convention Relating to the Status of Refugees, 28 July 1951, 189 UNTS 150 (entered into force 22 April 1954).
[2] Ibid, art 1F(b).
[3] Febles v Canada (Citizenship and Immigration), 2014 SCC 68.
[4] Ibid at para 132.
[5] Ibid at para 133
[6] I am of course fully aware that many aspects of the Refugee Convention should be revisited (including from the point of view of what is not in the Convention at present), but for the purpose of this post, I shall focus on this particular issue.
[7] I have developed similar arguments with respect to Article 1F(a) in a chapter in my doctoral thesis, which I have since revised for publication.
